The Ontario Securities Commission (OSC) will host a roundtable featuring panelists discussing major policy proposals regarding the National Instrument 93-101 Derivatives: Business Conduct (NI93-101).
The event will be held from 9 a.m.-noon May 29 at the OSC’s office on the 22nd floor at 20 Queen St. W., Toronto.
The panel is slated to include a wide representation of professionals from banks, pension funds and buy-side market participants. A transcript of the roundtable event will be posted on the OSC website following the event.
Those interested in attending the upcoming roundtable can get more information and RSVP by emailing firstname.lastname@example.org.
The OSC is tasked with giving investors protection from unfair and fraudulent practices and ensuring fair capital markets. The OSC is an independent federal investigative and prosecutorial agency that works under the Civil Service Act, the Whistleblower Protection Act, the Hatch Act and the Uniformed Services Employment and Reemployment Rights Act (USERRA).